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Governance, Risk & Compliance

Case Study

EMI Authorisation Pack

How an EMI reduced FCA application delays with guided authorisation workflows.

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Overview

A payments-focused EMI needed a structured authorisation pack that would satisfy FCA expectations without slowing product launch timelines.

Challenges

Fragmented ownership of FCA-required documentation.
Unclear approval workflow for policies and governance packs.
Difficulty evidencing readiness across controls and procedures.

Solution delivered

Built a guided authorisation pack with readiness checkpoints.
Aligned policy drafts and governance approvals in a shared workflow.
Mapped evidence packs to FCA submission requirements.

Outcomes

Submission-ready authorisation pack with clear ownership.
Reduced rework through gap analysis and checkpoints.
Audit-friendly evidence trail for governance decisions.

Modules used

Authorization Pack
Policy Management
Compliance Monitoring

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